甲方委託乙方從事本交易,甲方得以繳交該契約標的證券之一定股數,作為委託交易前之交易保證金,或作為申請辦理釋出未沖銷部位所需之保證金。
1.
When placing an order with Company to carry out the Transaction, Customer may deposit a certain number of shares of the underlying securities of the contract as the trading margin required before the transaction, or as the margin required for an application to release open positions.
但組合式買賣委託、指定部位組合及股票選擇權契約依標的證券之發行公司因減資或新設合併所為之調整後契約,不適用之。
However, the same shall not apply to a basket trading order, combination of assigned positions, or a stock option contract that has been adjusted due to capital reduction or statutory consolidation by the issuer of the underlying securities.
甲方從事本交易,應先至證券商辦理將該標的證券匯撥至臺灣期貨交易所之「標的證券繳交賣出買權保證金專戶」。
2.
To carry out the Transaction, Customer shall first instruct a securities firm to transfer the underlying securities to Customer′s "Margin Account for Deposit of Underlying Securities for Call Writing" at the TAIFEX.
乙方應於甲方匯撥之次一營業日上午確認甲方所匯撥標的證券是否屬實,始得接受本交易之委託或釋出本交易未沖銷部位所需之保證金。
3.
Before accepting the order to carry out the Transaction or releasing the margin required for the open positions in the Transaction, Company shall, on the morning of the business day following Customer′s transfer of the underlying securities, ascertain that Customer has truly made such transfer.
乙方對甲方所持有本交易之部位,除甲方依第五條規定辦理領回標的證券者外,不逐日計算所需之保證金,且在市場走勢對甲方不利時,毋需對甲方提出補繳保證金之要求。
4.
Except where Customer withdraws the underlying securities pursuant to Article 5, Company will not make daily mark-to-market adjustment to the margin required for the positions held by Customer in the Transaction, and, when the market movement is unfavorable to Customer, is not required to make a margin call to Customer.
甲方欲領回其繳交於臺灣期貨交易所專戶之標的證券,應於營業日下午二時十五分前向乙方辦理申請,
5.
To withdraw the underlying securities deposited in the TAIFEX margin account, Customer shall submit an application with Company by 2:15 p.m. on a business day.
經乙方確認其保證金專戶權益總值逾其所需之應有保證金後,向臺灣期貨交易所申請。
Upon satisfaction that the total equity in Customer′s margin account exceeds the margin requirement, Company will then file an application with TAIFEX.
未經乙方同意前,甲方不得自行領回繳交之標的證券。
Customer may not withdraw the deposited underlying securities without the consent of Company.
甲方所繳交之標的證券,於股票選擇權契約到期時,本交易每一未沖銷部位,以對應繳存之標的證券股數,將自動辦理到期交割作業,
6.
At maturity of the stock option contract, the underlying securities deposited by Customer will be automatically delivered in a number of shares corresponding to each open position in the Transaction.
未指派交割之證券剩餘股數餘額,甲方得事先申請用以作為辦理買進賣權部位之履約。
Customer may apply in advance to use any number of shares of the underlying securities that are not assigned for such delivery to exercise long put positions.
因到期交割所生之手續費、稅費及相關費用由甲方負擔。
Customer shall be responsible for the commission, tax, and other applicable fees arising from such delivery at maturity.
臺灣期貨交易所處理本交易之「標的證券繳交賣出買權保證金專戶」,該專戶內標的證券之發行公司有分派現金股利、以資本公積或盈餘轉作資本或現金增資等所生之權益,依甲方所繳交標的證券股數之權益歸屬甲方所有。
7.
As regards the "Margin Account for Deposit of Underlying Securities for Call Writing" opened with the TAIFEX for the purpose of the Transaction, any entitlements arising from any distribution of cash dividends, capitalization of capital reserve or earnings, or cash capital increase by the issuer of the underlying securities deposited in the margin account shall be owned by the Customer according to the number of shares, and the rights pertaining thereto, of the underlying securities deposited by Customer.
乙方遇甲方發生有雙方所簽訂之受託契約第(十)條各款情事之一時,經乙方代為沖銷甲方之全部部位(含以標的證券繳交買權賣方未沖銷部位)後,致甲方之保證金專戶權益總值為負數時,乙方應立即通知甲方於三個營業日內以現金補足;
8.
When as a result of the occurrence to Customer of an event in any subparagraph of Article 10 of the mandate contract between the two parties, after Company has liquidated all of Customer′s positions (including open short call positions for which underlying securities have been deposited), the total equity in Customer′s margin account is negative, Company shall promptly notify Customer to supplement the deficit in cash within three business days.
倘甲方未於限期內補足現金者,乙方得逕向臺灣期貨交易所申請領取甲方繳存於臺灣期貨交易所「標的證券繳交買權賣方保證金專戶」之標的證券,並依第九條規定辦理,甲方不得異議。
If Customer fails to supplement sufficient cash within the time limit, Company may directly apply to the TAIFEX to withdraw the underlying securities deposited by Customer in the TAIFEX "Margin Account for Deposit of Underlying Securities for Call Writing" and take further actions under Article 9.
Customer may not object.
乙方依前條規定所領取之標的證券,乙方應自申請領取之次一營業日起三個營業日內,於乙方於證券經紀商開立之專戶,於證券集中市場處分之;
9.
As for the underlying securities withdrawn by Company under the preceding Article, Company shall, within three business days after the day on which the withdrawal application is made, dispose of the securities on a centralized securities exchange market using a segregated account it has opened with a securities broker.
處分所得之金額扣除因處分所生之手續費、稅費等相關費用後之餘額,計入甲方之保證金專戶權益總值並通知甲方,
The money obtained from such disposal, after deduction of the commission, tax, and other applicable fees incurred by the disposal, shall be credited to the total equity in Customer′s margin account, with a notice to Customer.
經計入保證金專戶權益總值仍為負數時,乙方應立即向台灣期貨交易所申報甲方違約,不適用受託契約第(二十)條有關通知甲方於三個營業日內為適當處理之限制。
Where the margin account equity is still in negative figures after such credit, Company shall promptly file a report with the TAIFEX stating Customer′s default, and the provisions of Article 20 of the mandate contract regarding notification to Customer to take proper action within three business days shall not apply.
十、乙方依前條規定處分標的證券,於三個營業日仍無法將標的證券全數處分完畢,乙方除仍應依前條規定立即向台灣期貨交易所申報甲方違約外,得繼續處分之。
10.
As for the underlying securities subject to disposal under the preceding article, where Company is unable to dispose of the full amount of the securities within three business days, it shall nevertheless still promptly file a report with the TAIFEX stating Customer′s default, and may continue to dispose of the securities.
甲方對乙方之債務未完全清償前,甲方不得向乙方請求返回標的證券。
Customer may not request Company to return the underlying securities until Customer′s obligations to Company are fully satisfied.
十一、第八條乙方得向臺灣期貨交易所申請領取之標的證券以仟股為單位,且其數量表彰之證券價值,以能補足甲方保證金專戶權益總值負數為限。
11.
Underlying securities that Company may apply to the TAIFEX to withdraw under Article 8 are to be treated in units of a thousand shares, and the value of the securities represented by the amount [to be withdrawn] shall be limited to that sufficient to cover the negative total equity value in Customer′s margin account.
十二、本約定書為甲乙雙方簽訂受託契約之一部分,
12.
This Agreement constitutes an integral part of the mandate contract signed between Customer and Company.
本約定書未約定者,依臺灣期貨交易所「期貨商、結算會員辦理股票選擇權契約買權賣方交易人以標的證券繳交保證金作業要點」及其他相關規定辦理。
Matters not stipulated herein shall be handled pursuant to the TAIFEX Directions for Futures Commission Merchants and Clearing Members Handling Deposits by Stock Call Option Writers of Underlying Securities as Margin and other relevant provisions.
營利事業登記證統一編號:
Government Uniform Invoice Number on the Business License:
營利事業登記證統一編號:中 華 民 國??年?? 月??日
Government Uniform Invoice Number on the Business License: This __ day of__ of __.