第2條 證券交易所之組織分會員制及公司制兩種，其設立應經財政部證券暨期貨管理委員會(以下簡稱本會)之許可。
Article 2??A stock exchange may be organized in the form of either membership or company.
In order to establish a stock exchange, a permit shall be obtained from the Securities and Futures Commission ( hereinafter "the Commission" ) under the Ministry of Finance.
第3條 本規則所稱業務人員，指為證券交易所從事左列業務之主管或人員：
Article 3??The term "associated persons" as used in these Regulations means managerial officers and the personnel who engage in the following businesses for a stock exchange:
一有價證券上市之審查。
1.the examination of application for securities to be listed;
二有價證券上市公司財務業務之查核。
2.the audit of finance and business of listed companies.
三有價證券集中交易市場之交易、監視、結算、交割及保管。
3.the transaction, monitoring, clearing, settlement and custodial service of the centralized securities exchange market;
四集中交易市場電腦作業及資訊管理。
4.the computer operation and information management of the centralized securities exchange market;
五本證券交易所、會員或證券經紀商、證券自營商財務業務之查核。
5.the audit of the finance and business of the stock exchange its members, securities brokers, and securities dealers.
六證券市場國際事務。
6.the international affairs of the stock market;
七其他經本會核准之業務。
7.other operations approved by the Commission.
第4條 會員制證券交易所之設立，應由全體會員檢附左列文件各三份向本會申請許可：
Article 4??For the establishment of a membership stock exchange, all its members shall submit the following documents, each in three copies, to the Commission to apply for approval.
一申請書(如附表一)。
1.the application form (as per Attachment 1);
二組織章程及業務規則。
2.the articles of association and operational bylaws;
三會員名冊。
3.the list of members;
四場地及設備情形說明。
4.the statement indicating conditions of the business premises and facilities;
五董事、監事名冊及其國民身分證影本。
5.the list of directors and supervisors and copies of their identification cards;
六董事、監事登記表(如附表二)暨無證券交易法第五十三條規定情事之書面聲明。
6.the director and supervisor registration sheet (as per Attachment 2) and a written statement declaring that none of the conditions specified in Article 53 of the Securities and Exchange Law has been violated;
七會員出資額繳足之銀行專戶存款證明文件。
7.the documents of special purpose bank savings account indicating that the amount of its membership contributions have been fully collected;
八年度業務概算書及收支概算。
8.the first year business forecast report and the estimate report of expense and income;
九經會計師簽證之最近財務報告及查帳報告。
9.the financial and auditing reports certified by certified public accountants;
一○設立會記錄。
10.the minutes of the establishment meeting.
第5條 前條第二款之組織章程應記載左列事項：
Article 5??The articles of association as referred to in Item 2 of the preceding Article shall contain the following particulars:
一關於本法第一百零五條、第一百十三條、第一百七十條所規定之事項。
1.matters regarding particulars required under Article 105, Article 113, and Article 170 of the Law
二關於解散事由。
2.matters regarding the causes of dissolution.
第6條 第四條第三款會員名冊內應記載左列事項：
Article 6??The membership list as referred to in Item 3 of Article 4 shall contain the following particulars: